COR Clearing

All client transactions are cleared on a fully disclosed basis through COR Clearing. Assets held in your COR Clearing LLC account for investment purposes are protected by SIPC. SIPC protects your account for up to $500,000 per customer, including up to $100,000 in cash. COR Clearing’s policy through Lloyd’s of London provides additional account coverage up to $24.5 million (including up to $900,000 in cash) per client as defined by SIPC rules. With both SIPC and Lloyd’s of London coverage, accounts are protected for up to a total of $25 million per client (as defined by SIPC rules), including up to $1 million for cash balances. This coverage does not protect against loss of market value of securities. More information is available upon request or at www.sipc.org. COR Clearing is an independent, full service clearing and settlement firm. They serve approximately 75 introducing brokers in all 50 states and hold assets in excess of $5 billion. COR began as part of the Mutual of Omaha company and evolved into the independent execution, clearing, settlement and custody platform known as Legent Clearing. In 2011, Legent was acquired by COR Securities Holdings Inc. and in 2012 became COR Clearing LLC.

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